0001214659-21-013529 4 1 20211220 20211222 20211222 Ault Disruptive Technologies Company, LLC 0001900925 DE 1231 4 34 001-41171 211513871 11411 SOUTHERN HIGHLANDS, PKWY 240 LAS VEGAS NV 89141 (949) 444-5464 11411 SOUTHERN HIGHLANDS, PKWY 240 LAS VEGAS NV 89141 Ault Disruptive Technologies Corp 0001864032 6770 862279256 DE 1231 11411 SOUTHERN HIGHLANDS PKWY 240 LAS VEGAS NV 89141 (949) 444-5464 11411 SOUTHERN HIGHLANDS PKWY 240 LAS VEGAS NV 89141 4 1 ownership.xml FORM 4 OMB APPROVAL [ ] Check this OMB Number: box if no longer UNITED STATES SECURITIES AND EXCHANGE COMMISSION 3235-0287 subject to Washington, D.C. 20549 Estimated Section 16. Form STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF average burden 4 or Form 5 SECURITIES hours per obligations may response... 0.5 continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of Person * or Trading Symbol Reporting Person(s) to Ault Disruptive Technologies Ault Disruptive Issuer (Check all Company, LLC Technologies Corp [ ADRT ] applicable) _____ Director __X__ 10% Owner (Last) (First) (Middle) 3. Date of Earliest _____ Officer (give title 11411 SOUTHERN HIGHLANDS PKWY, Transaction (MM/DD/YYYY) below) _____ Other SUITE 240 12/20/2021 (specify below) (Street) 4. If Amendment, Date 6. Individual or LAS VEGAS, NV 89141 Original Filed Joint/Group Filing (Check (City) (State) (Zip) (MM/DD/YYYY) Applicable Line) _X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security 2. 2A. 3. Trans. 4. Securities 5. Amount of 6. Ownership 7. Nature of (Instr. 3) Trans. Deemed Code Acquired (A) or Securities Form: Direct Indirect Date Execution (Instr. 8) Disposed of (D) Beneficially (D) or Beneficial Date, if (Instr. 3, 4 and Owned Indirect (I) Ownership any 5) Following (Instr. 4) (Instr. 4) Reported Transaction(s) (Instr. 3 and 4) (A) or Code V Amount (D) Price Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. Conversion 3. Trans. Date 3A. 4. Trans. 5. Number of Derivative 6. Date Exercisable 7. Title and Amount of 8. Price 9. Number of 10. 11. Nature Derivate Security or Exercise Deemed Code Securities Acquired (A) or and Expiration Date Securities Underlying of derivative Ownership of (Instr. 3) Price of Execution (Instr. 8) Disposed of (D) Derivative Security Derivative Securities Form of Indirect Derivative Date, if (Instr. 3, 4 and 5) (Instr. 3 and 4) Security Beneficially Derivative Beneficial Security any (Instr. 5) Owned Security: Ownership Following Direct (D) (Instr. 4) Reported or Transaction(s) Indirect (Instr. 4) (I) Date Expiration Amount or (Instr. 4) Exercisable Date Title Number of Code V (A) (D) Shares Warrants to Common purchase common $11.50 (1) 12/20/2021 P 7100000 (1) (2) (2) Stock 5325000 $1.00 7100000 D stock Explanation of Responses: (1) Ault Disruptive Technologies Company, LLC purchased from the Issuer an aggregate of 7,100,000 private warrants, at $1.00 per private warrant, with each warrant exercisable for three-fourths of one share of common stock at an exercise price of $11.50 per whole share of common stock. The private warrants were purchased pursuant to a private placement simultaneously with the consummation of the Issuer's initial public offering. (2) The private warrants will become exercisable on the later of (i) one year after the date that the Issuer's registration statement for its initial public offering was declared effective by the U.S. Securities and Exchange Commission, which is December 15, 2022 and (ii) the consummation of the Issuer's business combination. The private warrants will expire on the fifth anniversary following the consummation of the Issuer's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Ault Disruptive Technologies Company, LLC 11411 SOUTHERN HIGHLANDS PKWY, SUITE 240 X LAS VEGAS, NV 89141 Signatures /s/ Henry C.W. Nisser, as Manager of Ault Disruptive 12/22/2021 Technologies Company, LLC ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.